03 September, 2019
FIF to Issue Call for Participation - Financial Exploitation of Seniors
03 September, 2019
This week, FIF will be disseminating an a call for participation on a working group that will be formed with the intent of providing FINRA comment on Reg Notice 19-27. The intent of this working group will be to assess the current rules in place designed to protect seniors from exploitation, and to provide recommendations on potential amendments to the rule as well as to assess any potential systems impacts.
Eduard Kotlyar