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19 August, 2019

SEC Releases Rule 606 FAQs

19 August, 2019

On Friday, August 16th, the SEC released the FAQs FIF requested on behalf of the industry on SEC Rule 606. The FAQs will be discussed in detail on today's FIF SEC Rule 606 Working Group call at 11am ET.  If you would like to join this call, and don't have it on your calendar, please email the program office at This email address is being protected from spambots. You need JavaScript enabled to view it.