15 July, 2019
FIF Discuss Potential Solutions to LTD Phase 3 and Rule 606 with SEC
15 July, 2019
On Wednesday, July 10, FIF joined SIFMA at a meeting with SEC Staff to discuss potential solutions to Large Trade Phase 3 through the CAT Customer/Account information database. Additionally, FIF met with SEC Division of Trading and Markets Staff to discuss SEC Rule 606.
Eduard Kotlyar