SEC Grants FIF's Request for an Extension of 606 Compliance Date

On Wednesday, April 24, the Securities and Exchange Commission granted FIF’s request for an extension of SEC Rule 606’s May 20, 2019 compliance date.  To view the extension notice, please click here.  FIF continues to work with Commission Trading and Markets Staff on additional guidance required by industry members to meet the expectations of the Rule.  If you would like to join FIF’s SEC Rule 606 Working Group, please update your profile here or email the program office at This email address is being protected from spambots. You need JavaScript enabled to view it.