FIF Attends an Event on US Equities Markets

This past week, FIF representatives attended talks with SEC Chairman Jay Clayton and Markets Director Brett Redfearn at Fordham University.  The event, aptly named: U.S. Equity Markets: Looking Back and Moving Forward, focused on the equity markets of 2018 and what initiatives the Commission will pursue in 2019. A few of the topics discussed included: Market Data Access, Retail Fraud, Thinly-Traded Securities, The Transaction Fee Pilot, and Reg ATS-N.  To read a transcript of the discussion, please click here.