FIF to Form a Subgroup on FINRA’s Business Continuity Plans

FINRA has recently issued a notice requesting comment on FINRA Rule 4370 (Business Continuity Plans and Emergency Contact Information) as part of their retroactive rule review program.  FIF is forming a subgroup to review FINRA Rule 4370 with the intent submitting several recommendations.  FIF will hold the first meeting on Wednesday, March 13 @ 11:00 am.  If you would like to join this subgroup, please send an email to This email address is being protected from spambots. You need JavaScript enabled to view it.