FIF Meets with Finra on 2019 Regulatory Change

FIF Staff met with FINRA on Friday, January 25 to discuss FINRA's upcoming regulatory initiatives.  Specifically, FIF and FINRA discussed FINRA Rule 4210 (Margin Requirements), TRACE, and FINRA's upcoming termination of the CTCI (Computer-to-Computer Interface).  If you have any questions pertaining to any of the above initiatives, please send an email to This email address is being protected from spambots. You need JavaScript enabled to view it.