FIF met with SEC Staff to discuss 605 Modernization Recommendations

On Tuesday, October 30th, a contingent of FIF members representing retail broker-dealers, whole market makers, and an analytics provider along with FIF staff met with the SEC Division or Trading and Markets and Staff to Chair Clayton and Commissioner Peirce to discuss SEC Rule 605 modernization recommendations.  FIF will review the content of the meetings and propose next steps during the FIF Rule 605 subgroup meeting on Monday, November 5th @ 1:00 pm.