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20 August, 2018

FIF Met with SEC Commissioners and Staff on Large Trader Rule Phase 3

20 August, 2018

On Thursday, August 16th, FIF staff joined SIFMA and a contingent of Industry Members to discuss the November 15, 2018 Large Trader Rule Phase Three compliance date with Commissioners Jackson, Peirce, and Stein along with the Division of Trading and Markets Staff.  The intent of these meetings focused on the request of a 2-year delay in the Phase Three implemenation date to allow the Commission to better assess whether CAT will be able to subsume LTR Phase 3 requirements.