FIF Launches Reg SCI Working Group

On Thursday (8/31) the Financial Information Forum is launching a Reg SCI Best Practices Working Group to assist Reg SCI entities with Reg SCI compliance, as well as to educate and assist member firms that are not yet Reg SCI entities (Broker-Dealers, ATSs, Service Bureaus) with gaining a better understanding of Reg SCI best practices for incorporation within their firm.  For more information, please contact the program office at This email address is being protected from spambots. You need JavaScript enabled to view it..