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15 May, 2017

FIF Drafting Comment Letter on FINRA Engagement Initiative

15 May, 2017

FIF will be responding to FINRA's Engagement Initiative, which seeks feedback from industry members on potential enhancements to FINRA's Engagement Programs.  If your firm would like FIF to include any specific issues in our letter, please contact the program office at This email address is being protected from spambots. You need JavaScript enabled to view it..  FIF will be holding a meeting soon to review a draft of the letter.