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FINRA Technology Certification

09 September 2024
An FIF member would like to discuss whether FINRA could develop a technology-focused examination for technology professionals who require the Operations Professional registration as an alternative to the current Series 99 ex…
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FIF Best Ex Webinar

09 September 2024
FIF has scheduled a webinar on best execution for Monday October 7 at 3 pm ET. The moderator will be Chris Montagnino of Jordan & Jordan. The panelists will be from BXS, S3, The Karn Group and Trading Technologies. FIF h…
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FIF Chicago Event

03 September 2024
FIF is excited to announce our annual Chicago event, sponsored by Cboe Global Markets. The event will take place on Wednesday October 9 at Cboe's offices at 433 West Van Buren Street, Chicago, IL 60607. After opening remarks…
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FIF Regulatory Outlines

03 September 2024
FIF posted three new PowerPoint outlines during August. The first outline reviews the calculations in the recent FINRA rule filings for prospective CAT costs. The second outline provides background on the Notice of Proposed…
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OFR Repo Reporting Working Group

03 September 2024
The next call for the OFR Repo Reporting Working Group will be on Tuesday September 3 at 11 am ET. The Working Group will review and discuss the FAQs recently published by the Treasury Department’s Office of Financial Resear…
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FINRA Trade Reporting Notice on Fractional Share Transactions

03 September 2024
FIF has scheduled a call for Tuesday September 3 at 2 pm to discuss next steps in response to the March 22 FINRA Trade Reporting Notice on Upcoming Trade Reporting Enhancements for Fractional Share Transactions. FIF submitte…
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Treasury Clearing

03 September 2024
On Tuesday September 3 at 3 pm ET, Ignacio Sandoval of the Orrick law firm will continue his review of the current status of the various rule filings by the Fixed Income Clearing Corporation (FICC) to implement the SEC manda…
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Electronic Blue Sheets

03 September 2024
In place of the regular CAIS Working Group call for this week, FIF has scheduled a joint call for the CAT CAIS and CAT Transaction Reporting Working Groups for Wednesday September 4 at 11 am ET. The agenda for the call will…
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FIF CAT Transaction Reporting Working Group

03 September 2024
FIF has scheduled two calls this week for the CAT Transaction Reporting Working Group. The first call will be on Wednesday September 4 at 2 pm ET; the second call will be on Thursday September 5 at 11 am ET.
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