News

CAT Monthly Update Working Group Call

29 June 2026

The CAT Monthly Update Working Group call for July will be on Thursday July 2 at 2 pm ET. The Working Group will review guidance and updates from CAT LLC and FINRA CAT during the prior month. The Working Group will also revi…

Regulatory Implementations Calendar

29 June 2026

FIF has scheduled a joint call for the SEC FINRA Regulations Working Group and the Compliance and Surveillance Working Group for Tuesday July 7 at 2 pm ET. The Workings Groups will review an updated Regulatory Implementation…

Cybersecurity and Emerging Technologies Working Groups

29 June 2026

FIF has scheduled a joint call for the Cybersecurity and Emerging Technologies Working Groups for Thursday July 16 at 3 pm ET. Monsurat Ottun from the Cybersecurity and Infrastructure Security Agency (CISA) will discuss CISA…

New FIF Member: MassMutual

22 June 2026

FIF is pleased to welcome MassMutual to the FIF Community.

FIF Quarterly Event Sponsored by Daiwa Capital Markets

22 June 2026

Thank you all who attended the sold out FIF Event at Daiwa Capital Markets America Inc. The beautiful space provided by Daiwa was the perfect backdrop for a wonderful evening. After two insightful panels, it was great catchi…

CAT Transaction Reporting and CAT Reference Database Working Groups

22 June 2026

FIF has scheduled two joint calls for the CAT Transaction Reporting and CAT Reference Database Working Groups for this week. The first call will be on Monday June 22 at 1 pm ET; the second call will be on Wednesday June 24 a…

Front Office Committee

22 June 2026

The Front Office Committee will have its next call on Tuesday June 23 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges.

Rule 605 Working Group

22 June 2026

The Rule 605 Working Group will have its next call on Tuesday June 23 at 2 pm ET. The Working Group will discuss the Rule 605 Designated Participants Authorization Form introduced by FINRA on June 17. The Working Group will…

Residential Supervisory Locations (RSLs) Subgroup

22 June 2026

FIF has scheduled a call for the Residual Supervisory Locations subgroup for Thursday June 25 at 11 am ET to discuss the FINRA requirements for RSLs. If you would like to participate in this discussion and are do not have th…

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