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Cybersecurity Working Group

12 December 2022
The FIF Cybersecurity Working Group will have its next call today at 3 pm ET. This call will include an overview of FIFs recent discussions with the SEC on cybersecurity and a review of recent cybersecurity alerts from CISA…
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Front Office Committee

12 December 2022
The Front Office Committee will have its next call on Tuesday December 13 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges.
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Rule 606 Working Group

12 December 2022
The next call for the Rule 606 Working Group will be on Tuesday December 13 at 1 pm ET. The Working Group will continue its discussion of the rule filing submitted by FINRA to the SEC on Disclosure of Order Routing Informati…
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TRACE/Fixed Income Working Group

12 December 2022
The next call for the TRACE/Fixed Income Working Group will be on Tuesday December 13 at 3 pm ET. The Working Group will discuss FINRA Regulatory Notice 22-26 (“Trade Reporting and Compliance Engine (TRACE): FINRA Requests C…
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Back Office Committee

12 December 2022
The Back Office Committee will have its next call on Thursday December 15 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month.
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Rule 606 Working Group

05 December 2022
FIF has scheduled two calls for the Rule 606 Working Group. The first call is scheduled for Monday December 5 at 1 pm ET and will focus on the rule filing submitted by FINRA to the SEC on Disclosure of Order Routing Informat…
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Fractional Share Orders

05 December 2022
On Tuesday December 6 at 10 am ET, FIF will host a joint call for the Compliance and Surveillance Working Group and the Back Office and Front Office Committees focused on fractional share orders. Topics of discussion will in…
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Trade Surveillance Panel Discussion

05 December 2022
FIF has scheduled a panel discussion on trade surveillance for the FIF Compliance and Surveillance Working Group and the FIF Front Office Committee for Thursday December 8 at 2 pm. The panelists will be Mark Davies of S3, Br…
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Cybersecurity Working Group

05 December 2022
The FIF Cybersecurity Working Group will have its next call on Monday December 12 at 3:00 pm ET. This call will include a review of recent cybersecurity alerts from CISA and other government agencies.
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