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FIF Reg SHO Working Group 3/15

15 March 2021
At the request of FIF members, FIF has created a Working Group to focus on interpretive and operational questions relating to Regulation SHO and potential areas where FIF members might want to seek interpretive guidance. In…
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FIF Rule 605 Working Group 3/15

15 March 2021
During October 2018 FIF members presented recommendations to the SEC staff for the modernization of Rule 605. These recommendations, which were developed through the FIF Rule 605 Working Group, were focused on updating Rule…
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FIF TRACE Working Group 3/15

15 March 2021
Later this week, FIF will be submitting a comment letter on a rule proposal by the Federal Reserve to expand TRACE reporting to certain depository institutions that are not broker-dealers. The comment letter is focused on th…
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FIF Webinar Series on SEC Market Data Infrastructure Rule Part 4: Competing Consolidators

08 March 2021
Please join us for part four of our webinar series on the implementation considerations of the SEC Market Data Infrastructure Rule. The fourth webinar of the series will take place tomorrow, March 9th at 3pm ET. This we…
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Upcoming Spotlight Presentations (3/8)

08 March 2021
Cybersecurity and Emerging Technology Working Groups. On March 23, Josh Burns of CitiHub will present on Secrets Management in the Financial Industry Using a Hashicorp Vault Implementation. Tax Information Reporting Worki…
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FIF Reg SHO Working Group

08 March 2021
At the request of FIF Members, FIF has created a Working Group to focus on interpretive and operational questions relating to Regulation SHO and potential areas where FIF Members might want to seek interpretive guidance. In…
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Rule 605 Working Group Update

08 March 2021
During October 2018, FIF Members presented recommendations to the SEC staff for the modernization of Rule 605. These recommendations, which were developed through the FIF Rule 605 Working Group, were focused on updating Rule…
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Part 4 Announced: FIF Webinar Series on SEC Market Data Infrastructure Rule

01 March 2021
FIF has announced the fourth webinar in its series of eight. The webinar series has included three webinars thus far addressing the implementation considerations of the 898-page Rule. The panel discussions so far have focuse…
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FIF Reg SHO Working Group

01 March 2021
At the request of FIF Members, FIF has created a Working Group to focus on interpretive and operational questions relating to Regulation SHO and potential areas where FIF Members might want to seek interpretive guidance. In…
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