Form 13F Reporting
An FIF member would like to discuss issues relating to Form 13F reporting. If you are interested in this topic, please send a note to This email address is being protected from spambots. You need JavaScript enabled to view i…
CAT Transaction Reporting and CAIS Working Groups
02 March 2026
FIF has scheduled two joint calls for the CAT Transaction Reporting and CAIS Working Groups for this week. The first call will be on Monday March 2 at 1 pm ET; the second call will be on Wednesday March 4 at 2 pm ET. The Wor…
Rule 605 Working Group
02 March 2026
The Rule 605 Working Group will have its next call on Monday March 2 at 3 pm ET. The Working Group will continue its discussion of a draft letter to the SEC relating to implementation of the Rule 605 amendments, including re…
TRF Extended Hours
02 March 2026
FIF has scheduled a call for the TRF/ORF Working Group for Tuesday March 3 at 10 am ET. The Working Group will discuss the recent rule filing by FINRA to provide a temporary exemption from real-time reporting for “qualified…
Digital Asset Securities Working Group
02 March 2026
The next call for the Digital Asset Securities Working Group will be on Tuesday March 3 at 2 pm ET. The Working Group will discuss issues and questions from FIF members relating to the DTCC Tokenization Services and th…
SIP Odd Lots
02 March 2026
FIF has scheduled a call for the Data and Technology Committee for Wednesday March 4 at 11 am ET to continue the discussion of the upcoming dissemination of odd lot quotes by the SIPs, which is scheduled for production on Ap…
24x7 Trading Working Group
02 March 2026
The 24x7 Trading Working Group will have its next call on Thursday March 5 at 11 am ET. The Working Group will continue its discussion of issues raised by FIF members relating to the planned expansion of exchange trading hou…
CAT Monthly Update Working Group Call
02 March 2026
The CAT Monthly Update Working Group call for March will be on Thursday March 5 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT during the prior month. The Working…
FIF Quarterly Event Sponsored by OTC Markets
23 February 2026
FIF is excited to announce our first quarterly event of 2026, sponsored by OTC Markets. After opening remarks from OTC Markets, there will be two panels, one on Building Regulated U.S. Markets for Tokenized Securities and Di…
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