Abel Noser Solutions Launches Fixed Income Regulatory and Compliance Product
Abel Noser Solutions announced that it has launched a fixed income trade surveillance product within the company's Compliance+ suite. Compliance officers can use this new tool to monitor fixed income trades for identifying cross trades, spoofing, marking the close, wash trades and many other violations. The platform provides an easy-to-navigate and graphically attractive front-end to quickly review compliance alerts or change thresholds. The new tool is targeted toward compliance officers of investment advisors, hedge funds, broker-dealers, and e-trading platforms. The fixed income related features include a scalable platform to support increased regulatory scrutiny across fixed income asset classes, granular performance data for individual traders, and custom surveillance rules and reporting options to meet specific requirements. This upgrade builds on the company's existing fixed-income TCA suite and equity compliance package.