Cowen Partners with n-Tier for a Successful Consolidated Audit Trail (CAT) Go-Live

n-Tier, an innovative technology company that helps institutions minimize the risks and costs of regulatory reporting, announced a few weeks ago that Cowen Inc., a diversified financial services firm, has completed a successful Consolidated Audit Trail (CAT) go-live using n-Tier’s Compliance Workbench platform.  With n-Tier’s Compliance Workbench platform Cowen has implemented an efficient process for aggregating and validating CAT reports from all their external vendors and internal trading systems. n-Tier’s platform provides Cowen with comprehensive validation of its reporting data, the ability to automatically correct pre-submission reporting deficiencies found in vendor CAT files, and the ability to efficiently manage correction and re-submission processes through the platform’s user interface. Full Article Here 

Request your copy of the n-Tier White Paper on Managing CAT Reporting Regulatory Risk here.