TOP TEN CONCERNS FOR U.S. COMPLIANCE OFFICERS
Join our webcast on Wednesday, March 1
at 2:00 p.m. Eastern Time
Risk and compliance professionals should expect many regulatory challenges this year and brace for their impact. From the new administration’s promise to dismantle regulations to emerging geopolitical risks, as well as predicted fintech and regtech challenges - regulatory uncertainty is inevitable.
Join this webcast discussion with senior regulatory intelligence experts to gain an insight into the current regulatory landscape and learn:
- What are the top ten concerns of U.S. compliance officers at financial services firms
- Best practice and guidance on how to balance regulatory obligations and business growth
- How to handle and stay on top of regulatory uncertainty
SPEAKERS
Todd Ehret
Senior Regulatory Intelligence Expert at Thomson Reuters
Todd has nearly 25 years experience in the financial industry where he held key positions in trading, operations, accounting, audit and compliance for broker-dealers, asset managers and hedge funds. Before joining the Thomson Reuters Regulatory Intelligence team, he served as a Chief Compliance Officer and Chief Operating Officer at a registered investment adviser/hedge fund for nearly a decade.
Julie DiMauro
Regulatory Intelligence Expert at Thomson Reuters
Julie is a regulatory intelligence expert in the Financial & Risk division of Thomson Reuters in New York. Before joining the Thomson Reuters Regulatory Intelligence team, she served as the executive editor of the FCPA blog and managing editor at the legal publisher, Vendome Group.
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