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FIF collaborates with industry stakeholders, plan participants, processors, and regulators to enhance CAT reporting specifications and processes as reporting expands to new message types and account information while maintaining accuracy, efficiency, and regulatory alignment.

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Consolidated Audit Trail (CAT)

All FIF Members are welcome to join the FIF CAT Working Groups. For more information contact [email protected]
CAT Transaction Reporting Co-Chair
David Alazraki, Fidessa

CAT Transaction Reporting Co-Chair
Mitvin Shah, Societe Generale

CAT CAIS Co-Chair
Mark Hendrickson, DA Davidson

CAT CAIS Co-Chair
Jacki VanMoer, Goldman Sachs
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606 Interchange

Pursuant to SEC Rule 606(b)(3)

Fixed Income Platform Order Data

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Automated Trader Announces FIF Retail Execution Quality Statistics

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Automated Trader Announces FIF Retail Execution Quality Statistics

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The Financial Information Forum (FIF) addresses the implementation issues that impact the financial technology industry across the order lifecycle.

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