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Digital Asset Securities Working Group

FIF has scheduled a call for the Digital Asset Securities Working Group for Tuesday October 15 at 10 am ET. Shawn Sloves of Fundamental Interactions will lead a discussion on the special purpose broker-dealer license and settlement and custody issues.

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Back Office Committee

The Back Office Committee will have its next call on Tuesday October 15 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC and FINRA updates during the past month.

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Financial Data Transparency Act Working Group

FIF has scheduled the next call for the Financial Data Transparency Act Working Group for Tuesday October 15 at 2 pm ET. The Working Group will review and discuss a revised draft comment letter on the Notice of Proposed Rulemaking published by the SEC and other financial regulators.

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OFR Repo Reporting Working Group

FIF has scheduled the next call for the OFR Repo Reporting Working Group for Wednesday October 16 at 10 am ET. The Working Group will continue its discussion of the implementation of the new requirement to report non-centrally cleared bilateral repos to the Treasury Department’s Office of Financial Research.

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TRACE and RTRS One Minute Reporting

The next call for the TRACE Working Group will be on Thursday October 17 at 2 pm ET. The Working Group will continue its discussion of the recent approvals by the SEC of the FINRA and MSRB rule filings that provide for one-minute reporting to TRACE and RTRS, subject to exceptions for manual activity and firms with limited trading activity.

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Reg NMS Amendments

FIF has scheduled a call for the Equity Market Proposals Working Group for Thursday October 24 at 11 am ET to continue the discussion of the SEC’s recent amendments to Regulation NMS.

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Rule 605 Working Group

FIF has scheduled the next call for the Rule 605 Working Group for Thursday October 24 at 2 pm. The Working Group will discuss responses from the SEC on the prior FIF letter relating to Rule 605.

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Tax Information Reporting Working Group

The next call for the Tax Information Reporting Working Group will be on Wednesday October 30 at 3 pm ET. Stevie Conlon, Anna Vayser and Robert Schwaba from Wolters Kluwer will discuss key differences between digital asset and securities broker tax reporting.

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