FIF has scheduled a joint call for the Compliance and Surveillance Working Group and the TRF / ORF Working Group for Monday January 5 at 1 pm ET. The Working Groups will discuss whether the SIP dissemination of fractional share execution quantities (to be implemented on February 23, 2026) will impact broker-dealer obligations under the vendor display rule. If you would like to participate on this call and are not a member of either Working Group, please send a note to This email address is being protected from spambots. You need JavaScript enabled to view it..

The Rule 605 Working Group will have its next call on Tuesday January 6 at 1 pm ET. The Working Group will continue the discussion of open interpretive questions relating to implementation of the Rule 605 amendments, including reporting for different order types and orders with different characteristics. 

FIF has scheduled a joint call for the Back Office Committee and the Digital Asset Securities Working Group for Tuesday January 6 at 2 pm ET to continue the discussion of the no-action letter granted by the SEC to DTC relating to the DTCC Tokenization Services.  

FIF has scheduled a joint call for the CAT Transaction Reporting and CAIS Working Groups for Wednesday January 7 at 2 pm ET. The Working Groups will discuss the first draft of an FIF comment letter in response to the recent rule filing by CAT LLC to reduce CAT operating costs.

The next call for the SLATE Working Group will be on Thursday January 8 at 11 am ET. The Working Group will continue its discussion of issues relating to SLATE implementation to raise with the SEC and FINRA.

FIF has scheduled a call for the 24x7 Trading Working Group for Thursday January 8 at 1 pm ET. The Working Group will discuss the recent rule filings by the CTA/CQ Plans, the UTP Plan and Nasdaq relating to extended exchange trading hours.

FIF has scheduled the January CAT Monthly Update Working Group call for Thursday January 8 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CAT CAIS and CAT billing during the prior month. The Working Group will also review the current areas of focus for FIF members and the current open issues for CAT Transaction Reporting, CAT CAIS and CAT billing.

FIF has scheduled a call for Monday January 12 at 2 pm ET to discuss recent FICC rule filings and approvals relating to Treasury clearing. The rule filings and approvals are focused on transactions involving the Sponsored Broker and Agent Clearing Services. FIF has invited the members of the Back Office Committee and the Fixed Income Regulations Working Group to participate on this call.

The next call for the Tax Information Reporting Working Group will be on Wednesday January 14 at 3 pm ET. Representatives from Wolters Kluwer will discuss IRS FAQs about digital asset broker reporting