Skip to main content

24x7 Trading Working Group

FIF has created a 24x7 Trading Working Group to discuss implementation issues relating to the planned expansion of exchange trading hours for US equities. FIF has scheduled the next call for this Working Group for Monday June 2 at 2 pm ET . If you are interested in participating in this discussion and are not a member of this Working Group, please update your FIF profile to add this Working Group or send a note to This email address is being protected from spambots. You need JavaScript enabled to view it..

Continue reading

SLATE Working Group

The next call for the SLATE Working Group will be on Tuesday June 3 at 11 am ET. The Working Group will review a draft follow-up letter to the SEC and FINRA relating to the implementation of SLATE reporting. The Working Group will also continue to discuss how FIF members plan to proceed on the various open interpretive issues relating to SLATE reporting.

Continue reading

CAT PII

FIF has scheduled a joint call for the CAT Transaction Reporting and CAT CAIS Working Groups for Wednesday June 4 at 11 am ET. The Working Groups will discuss the letter submitted by the CAT Plan Participants on May 28 relating to the removal of PII from CAT.

Continue reading

CAT Monthly Update Working Group

The CAT Monthly Update Working Group call for June will be on Thursday June 5 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CAT CAIS and CAT billing during the prior month. The Working Group will also review the current areas of focus for FIF members and the current open issues for CAT Transaction Reporting, CAT CAIS reporting and CAT billing.

Continue reading

OFR Repo Reporting Working Group

FIF has scheduled a call for the OFR Repo Reporting Working Group for Monday June 9 at 11 am ET. The Working Group will discuss new and updated FAQs published by the Treasury Department’s Office of Financial Research relating to reporting for non-centrally cleared bilateral repos.

Continue reading

Back Office Committee

The Back Office Committee will have its next call on Tuesday June 10 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month.

Continue reading

EBS Working Group

FIF has scheduled a call for the EBS (Electronic Blue Sheets) Working Group for Tuesday June 10 at 2 pm ET. The Working Group will discuss a request for comment by the SEC on EBS reporting. If you are interested in participating on this call and are not a member of this Working Group, please update your FIF profile to add this Working Group or send a note to This email address is being protected from spambots. You need JavaScript enabled to view it..

Continue reading

Working Group Updates 6/2/2025

SLATE Working Group. FIF provided an update on a recent discussion with FINRA relating to SLATE reporting. The SLATE Working Group discussed the SLATE securities list to be made available by FINRA, batch and end-of-day submissions, reporting when there are multiple loan events for a single loan on the same date, changes in loan party information, and the current requirement for all SLATE participants to obtain an MPID. Front Office Committee. The Front Office Committee reviewed applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges. Please find...

Continue reading