FIF is pleased to welcome Texas Stock Exchange to the FIF Community.
New FIF Member: ABN AMRO Clearing
FIF is pleased to welcome ABN AMRO Clearing to the FIF Community.
FIF Chicago Event
FIF is excited to announce our annual Chicago event, sponsored by Cboe Global Markets. After opening remarks from Keith Petersen, VP of Market Data, there will be an equities panel and an options/futures panel. The equities panel will focus on topics such as Rule 611, Rule 605, CAT and overnight trading. The options/futures panel will focus on potential topics such as: extended hours trading in options, single stock futures, OPRA dynamic rebalance symbol distribution, AI and binary options. The equities panel will be moderated by Tom Jordan of Jordan & Jordan and will include...
FIF Submits Letter to FINRA and Federal Reserve Board on TRACE Affiliate Indicator
On October 1, FIF submitted a letter to FINRA and the Federal Reserve Board on TRACE reporting of the affiliate-principal transaction indicator. The letter requests guidance on reporting by Covered Depository Institutions. FIF would like to thank the members of the TRACE / RTRS Working Group for their contributions in the drafting of this letter.
CAT Transaction Reporting and CAT Reference Database Working Groups
FIF has scheduled a joint call for the CAT Transaction Reporting and CAT Reference Database Working Groups for Monday October 5 at 2 pm ET. The Working Groups will discuss a revised draft FIF letter to the SEC, CAT LLC, FINRA and FINRA CAT relating to CAT symbol validation in connection with the expansion of exchange trading hours.
Digital Asset Securities Working Group
FIF has scheduled the next call for the Digital Asset Securities Working Group for Thursday October 8 at 11 am ET. The Working Group will continue its discussion of the recent exemption from exchange and dealer registration granted by the SEC for Tokenized Securities Venues and Liquidity Providers in an AMM Liquidity Pool.
Regulatory Implementations Calendar
FIF has scheduled a joint call for the SEC FINRA Regulations Working Group and the Compliance and Surveillance Working Group for Monday October 12 at 2 pm ET. The Workings Groups will review an updated Regulatory Implementations Presentation and Calendar, including updates on the following topics: expanded exchange trading hours; the CT Plan for market data; CAT; FINRA TAF and other fees; Cboe Binary KPI options; Treasury clearing; TRACE affiliate indicator; Securities Futures Products; Regulatory Crypto Assets; and the exemption for Tokenized Securities Venues.
24x7 Trading Working Group
FIF will host the next call for the 24x7 Trading Working Group on Tuesday October 13 at 11 am ET. Working Group members will provide an update on discussions with SEC and FINRA representatives relating to the expansion of TRF operating hours. The Working Group will also discuss a draft FIF letter to the SEC and FINRA.
FIF Webinar on Best Execution
FIF has scheduled a webinar on Best Execution for Tuesday October 27 at 3 pm ET. The moderator for the webinar is Scott Trilling of Fidelity. The panelists are Ben Calev of BXS, Mark Davies of S3, Chris Montagnino of Jordan & Jordan, and Ted Karn of The Karn Group. FIF has invited the members of the Compliance and Surveillance Working Group for this webinar. If you would like to submit any questions for the webinar to be raised anonymously, please send them to This email address is being protected from spambots. You need JavaScript enabled to view it..