News

Short Sales / Reg SHO / Short Reporting Working Group

18 May 2026

FIF has scheduled the next call for the Short Sales / Reg SHO / Short Reporting Working Group for Thursday May 21 at 1 pm ET. The Working Group will discuss the first draft of an FIF comment letter on the rule filing by FINR…

Rule 605 Working Group

11 May 2026

The Rule 605 Working Group will have its next call on Monday May 11 at 1 pm ET. The Working Group will continue its discussion of issues and questions relating to the Rule 605 amendments that will take effect on August 1.

FINRA Margin Rule Amendments; FINRA Proposed Amendments to Short-Interest Reporting

11 May 2026

FIF has scheduled a joint call for the Short Sales / Reg SHO / Short Reporting Working Group and the Compliance and Surveillance Working Group for Monday May 11 at 2 pm ET. The Working Groups will discuss (i) the SEC’s appro…

Back Office Committee

11 May 2026

The Back Office Committee will have its next call on Tuesday May 12 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, and FINRA updates during the past month.

CAT Transaction Reporting and CAT Reference Database Working Groups

11 May 2026

FIF has scheduled three joint calls for the CAT Transaction Reporting and CAT Reference Database Working Groups for this week. The first call will be on Tuesday May 12 at 3 pm ET and will focus on the sections of the CAT Con…

24x7 Trading Working Group

11 May 2026

The next call for the 24x7 Trading Working Group will be on Wednesday May 13 at 11 am ET. The Working Group will discuss issues and questions from FIF members relating to Rule 10b-10 confirmations, allocations, and other top…

TRACE / RTRS Working Group

11 May 2026

The next call for the TRACE / RTRS Working Group will be on Monday May 18 at 1 pm ET. The Working Group will discuss the first draft of an FIF comment letter in response to the rule filing by FINRA to expand the TRACE affili…

FIF Webinar on Electronic Communications Compliance

11 May 2026

FIF has scheduled a webinar on Electronic Communications Compliance for Tuesday May 19 at 2 pm ET. The moderator for the webinar will be Holly Dito of Daiwa. The panelists will be Meredith Abrams of the Simpson Thacher law f…

Regulatory Implementations Calendar

11 May 2026

FIF has scheduled a joint call for the SEC FINRA Regulations Working Group and the Compliance and Surveillance Working Group for Wednesday May 20 at 11 am ET. The Workings Groups will continue the review of an updated…

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