Rule 605 Working Group
FIF has scheduled a call for the Rule 605 Working Group for Monday April 6 at 3 pm ET. The Working Group will discuss the Rule 605 FAQs and Rule 605 exemptive order published by the SEC on April 1.
Law Firm Presentation on Reg S-P Amendments
06 April 2026
On Wednesday April 8 at 11 am ET, FIF will host a webinar for the Compliance and Surveillance Working Group on the Reg S-P amendments that took effect on December 3, 2025. Thoreau Bartmann and Jessica Cohn of the K&L Gat…
Tax Information Reporting Working Group
06 April 2026
On Thursday April 23 at 3 pm ET, Stevie Conlon, Robert Schwaba and Anna Vayser of Wolters Kluwer will present to the Tax Information Reporting Working Group on Broker Reporting Issues for Tokenized Securities.
New FIF Member: 24X National Exchange
30 March 2026
FIF is pleased to welcome 24X National Exchange to the FIF Community.
FIF Quarterly Event Sponsored by OTC Markets
30 March 2026
FIF would like to thank OTC Markets Group for hosting FIF in our first quarterly event of 2026. Every seat was taken in this well attended event, that featured two timely panels and a great networking session afterwards. On…
FIF Submits Letter to FINRA Relating to Support of Overnight Trading
30 March 2026
On March 26, FIF submitted a letter to FINRA proposing that FINRA provide interpretive guidance or regulatory relief relating to the support of low-touch trading outside of regular U.S. business hours. FIF would like to than…
SEC Proposed Amendments to Rule 15c2-11
30 March 2026
An FIF member would like to discuss with other FIF members the SEC’s recent proposed amendments to Rule 15c2-11 (Publication or submission of quotations without specified information). If you are interested in participating…
Data & Technology Committee
30 March 2026
The Data & Technology Committee will have its next call on Tuesday March 31 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The s…
CAT Transaction Reporting and CAIS Working Groups
30 March 2026
FIF has scheduled two joint calls for the CAT Transaction Reporting and CAIS Working Groups for this week. The first call will be on Tuesday March 31 at 11 am ET and will focus on the SEC’s March 27 approval of the CAT cost…
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