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Digital Asset Securities Working Group

30 March 2026
The next call for the Digital Asset Securities Working Group will be on Tuesday March 31 at 2 pm ET. Shawn Sloves, CEO of Fundamental Interactions, will present on the Clarity Act and distributed exchanges (DEXs). The Workin…
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CAT Monthly Update Working Group

30 March 2026
The CAT Monthly Update Working Group call for April will be on Thursday April 2 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT during the prior month. The Working…
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Law Firm Presentation on Reg S-P Amendments

30 March 2026
On Wednesday April 8 at 11 am ET, FIF will host a webinar for the Compliance and Surveillance Working Group on the Reg S-P amendments that took effect on December 3, 2025. Thoreau Bartmann and Jessica Cohn of the K&L Gat…
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FIF Quarterly Event Sponsored by OTC Markets

23 March 2026
Note: Registration is now closed, all registrants should have a calendar invite with instructions. See you all tomorrow! FIF is excited to announce our first quarterly event of 2026, sponsored by OTC Markets. After open…
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Rule 605 Working Group

23 March 2026
The next call for the Rule 605 Working Group will be on Monday March 23 at 11 am ET. The Working Group will continue its discussion of a draft letter to the SEC relating to implementation of the Rule 605 amendments, includin…
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Trump Accounts Working Group

23 March 2026
The next call for the Trump Accounts Working Group will be on Monday March 23 at 1 pm ET. This Working Group provides a forum for FIF members to discuss technical and operational issues relating to the creation and maintenan…
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CAT Transaction Reporting and CAIS Working Groups

23 March 2026
FIF has scheduled a joint call for the CAT Transaction Reporting and CAIS Working Groups for Wednesday March 25 at 2 pm ET. The Working Groups will continue their discussion of proposals to reduce CAT costs, the removal of P…
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24x7 Trading Working Group

23 March 2026
The 24x7 Trading Working Group will have its next call on Thursday March 26 at 11 am ET. The Working Group will continue its discussion of issues raised by FIF members relating to the planned expansion of exchange trading ho…
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Regulatory Implementations Calendar

23 March 2026
FIF has scheduled a joint call for the Compliance and Surveillance Working Group and the SEC FINRA Regulations Working Group for Thursday March 26 at 2 pm ET to continue the review of an updated Regulatory Implementations Ca…
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