Skip to main content

Spotlight Presentation on SPAC Tax Issues

08 November 2021
On Thursday, November 18 at 3pm ET, the FIF Tax Information Reporting Working Group will meet for a spotlight presentation from Wolters Kluwer on SPAC tax issues. Stevie Conlon, Cynthia Lapins and Robert Schwaba will be the…
View more

Additional CAIS Working Group Call

08 November 2021
The CAIS Working Group will meet on Monday, November 8 at 11am ET to complete the Working Group’s review of the most recent updates to the CAIS Reporting Scenarios. This call is in addition to the standing Wednesday and Frid…
View more

Part 7 of FIF Market Data Infrastructure Webinar Series

01 November 2021
Join us Thursday, November 11 at 4:15pm ET for part seven of our webinar series on the implementation considerations of the SEC Market Data Infrastructure Rule. Tom Jordan, FIF Advisory Chair, and Manisha Kimmel, Chief Polic…
View more

FIF Webinar on Trading Digital Assets: Connectivity, Custody and Compliance

01 November 2021
On Wednesday, November 17 at 4pm ET FIF will host a webinar on Trading Digital Assets. This webinar will provide practical guidance to retail and institutional brokers and market makers on trading digital assets, including c…
View more

Change to Scheduled End Time for FIF Committee and Working Group Calls

01 November 2021
FIF Committee and Working Group calls currently are scheduled for one hour. In response to FIF member requests, going forward all FIF Committee and Working Group calls will be scheduled to end at :55 after the hour.
View more

New FOCUS Supplemental Liquidity Schedule from FINRA

01 November 2021
An FIF member has questions relating to the Supplemental Liquidity Schedule (SLS) recently adopted by FINRA (see FINRA Regulatory Notice 21-31) and would like to discuss these questions with other FIF members. The SLS takes…
View more

Rule 606 Working Group

01 November 2021
The Rule 606 Working Group will meet on Thursday November 4 at 11am ET to continue its discussion of a draft comment letter on FINRA Regulatory Notice 21-35, “FINRA Requests Comment on Proposed Order Routing Disclosure Requi…
View more

Spotlight Presentation on SPAC Tax Issues

01 November 2021
On Thursday, November 18 at 3pm ET, the FIF Tax Information Reporting Working Group will meet for a spotlight presentation from Wolters Kluwer on SPAC tax issues. Stevie Conlon, Cynthia Lapins and Robert Schwaba will be the…
View more

Additional CAIS Working Group Meeting

01 November 2021
Because of the large number of issues that the CAIS Working Group is currently reviewing, FIF has scheduled an additional call for this week on Monday November 1 at 11am ET to continue the Working Group’s review of the most…
View more

Title

Lorem ipsum dolor sit amet, consectetur adipiscing elit, sed do eiusmod tempor incididunt ut labore et dolore magna aliqua. Ut enim ad minim veniam, quis nostrud exercitation ullamco laboris nisi ut aliquip ex ea commodo consequat.