News

SEC Rule 606 Working Group (6/15)

14 June 2021

The next meeting of the FIF Rule 606 Working Group will be held on June 15 at 3 pm (ET). The Working Group will review a draft letter from FIF to the SEC requesting that the SEC issue updated FAQs on various topics, includin…

New Member Firm: TradeStation Joins the FIF Community

07 June 2021

FIF is pleased to announce that TradeStation has joined the FIF Community.

Market Trends in Total Return Swaps vs Securities Lending

31 May 2021

On Thursday June 3 at 11 am ET, Josh Galper of Finadium will discuss market trends in total return swaps vs. securities lending, including the impact of Archegos. FIF has invited the members of the Back and Front Office Comm…

Rule 606 Working Group (6/1)

31 May 2021

On Tuesday June 1 at 11 am ET the Rule 606 Working Group will discuss issues and questions raised by FIF Members relating to orders sent directly to an ATS, ATS matching with a single market maker, Rule 606(b)(3) requests fr…

Upcoming Spotlight Presentations (5/24)

24 May 2021

Data and Tech Committee. On Wednesday May 26 at 10 am et, Kevin Tyrrell of the New York Stock Exchange will discuss recent trends relating to opening and closing auctions. Market Trends in Total Return Swaps vs Sec…

FIF comment letter on CAT Revised Funding Model proposal

24 May 2021

On May 21, FIF submitted an additional comment letter on the CAT Operating Committee’s Revised Funding Model proposal. The comment letter requests that the CAT Operating Committee provide additional information to assist ind…

Front Office Committee

24 May 2021

The next meeting of the Front Office Committee will be held on May 25 at 11 am ET. The Committee will review recent rule filings and other notifications by the SEC, FINRA, the exchanges and other SROs.

Rule 605 Working Group (5/24)

24 May 2021

The next meeting of the FIF Rule 605 Working Group will be held on May 25 at 2 pm (ET). The Working Group will review responses from FIF Members to a recent FIF survey about various Rule 605-related proposals. The Working Gr…

Tax Information Reporting Working Group

24 May 2021

The next meeting of the FIF Tax Information Reporting Working Group will be held on May 25 at 3 pm (ET). The working group co-chairs will present on: Tax Reconciliations - Form 945 and Form 1042, Secure Act 2.0,&nb…

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