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Reg SHO Working Group (5/24)

24 May 2021
The next meeting of the FIF Reg SHO Working Group will be held on May 27 at 10 am (ET). The Working Group will discuss specific Reg SHO issues and questions raised by FIF Members relating to order marking, locate and close-o…
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Upcoming Spotlight Presentations (5/17)

17 May 2021
Back Office Committee. On May 19, John Abel from the DTCC will be joining us to discuss Project STRIDE. Data and Tech Committee. On May 26, Kevin Tyrrell from NYSE will come on to discuss opening and closing auctions. To…
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Rule 605 Working Group (5/17)

17 May 2021
The next meeting of the FIF Rule 605 Working Group will be held on May 25 at 2 pm (ET). The Working Group will review responses from FIF members to a recent FIF survey about various Rule 605-related proposals.
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Reg SHO Working Group (5/17)

17 May 2021
The next meeting of the FIF Reg SHO Working Group will be held on May 27 at 10 am (ET). The Working Group will discuss specific Reg SHO issues and questions raised by FIF members relating to order marking, locate and close-o…
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CAT Operating Committee Provides Additional Information Relating to CAT Revised Funding Model

10 May 2021
On April 29, FIF submitted a comment letter to the Securities and Exchange Commission to request that the CAT Operating Committee provide additional information to industry members to assist industry members in evaluati…
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Call with FINRA CAT to request relief relating to IDQS reporting

10 May 2021
On May 6, a FIF sub-group participated on a call with FINRA CAT to discuss requested relief for industry members from reporting Quote events that are separately reported by an IDQS. The sub-group also requested interpretive…
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Sub-group to discuss recent FINRA TRF reporting FAQs that impact ETF NAV trading

10 May 2021
FIF Members have identified a challenge with a recent set of FAQs issued by FINRA (100.8; 313.1-313.4) that impact TRF reporting for Net Asset Value (NAV) trades. If the NAV for an ETF is determined in the evening and the TR…
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FIF Comment Letter to Request Additional Information Relating to CAT Revised Funding Model

03 May 2021
On April 29, FIF submitted a comment letter to request that the CAT Operating Committee provide additional information to industry members relating to the CAT revised funding model.
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New Sub-group to Discuss Recent FINRA TRF Reporting FAQs that Impact ETF NAV Trading

03 May 2021
FIF members have identified a challenge with the recent set of FAQs issued by FINRA (100.8; 313.1-313.4) that impact TRF reporting for Net Asset Value (NAV) trades. If the NAV for an ETF is determined in the evening and…
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