FIF Back Office Committee
On Tuesday, January 19th at 11am ET, Steven Prosperi from DTCC will present on Project Whitney. DTCC’s proposals are contained in two case studies that advance the organization’…
FIF Spotlight on Executive Order 13959
On Monday, December 21st at 11am ET, FIF will be hosting a meeting on the recent Executive Order 13959, which will prohibit certain transactions in publicly traded securities of a…
FIF Year-End CAT Webinar
Please join us this afternoon at 4pm ET for a webinar and panel discussion where we will be looking ahead to the major CAT initiatives of 2021 and beyond. The expert panel includes: Will Leahey (Ref…
FIF featured the following spotlight presentations this past week:
FIF Front Office Committee Spotlight on OTCBB (Monday, November 30). Chris Bok of OTC Markets discussed FINRA’s proposal to retire the OTCBB and enhance o…
FIF will be hosting three upcoming webinars during December:
SEC Government Securities ATSs. On Tuesday December 8th at 2 pm ET, Julian Rainero and Bill Barbera of the Schulte Roth & Zabel law firm will present on the…
On December 4th, FIF submitted a comment letter on the SEC’s “Proposed Amendments to the National Market System Plan Governing the Consolidated Audit Trail to Enhance Data Security”. The FIF comment letter focused on the cur…
FIF will feature the following spotlight presentations on upcoming Committee and Working Group calls:
FIF Spotlight on FPL Programs (Thursday December 3 at 1 pm ET). FIF has scheduled a call for the Back Office Committee…
FIF will be hosting two webinars during December:
On Tuesday December 8th at 2 pm ET, Julian Rainero and Bill Barbera of the Schulte Roth & Zabel law firm will present on the recent SEC Government Securities ATS rule…
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