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FIF Announces Webinar Series on SEC Market Data Infrastructure Rule

25 January 2021
The series will be multiple panels for FIF Members that will address the implementation considerations of the 898 page Rule. The kickoff panel on February 1 at 4PM is the Rule Overview presented by Wayne Aaron of the Vedder…
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Executive Order 13959

19 January 2021
On January 22, FIF will host a follow-up call on Executive Order 13959. On the call, representatives from DTCC will review recent Important Notices that they have issued relating to EO 13959. In addition, Robert Dura and Sat…
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FIF Announces Webinar Series on SEC Market Data Infrastructure Rule

19 January 2021
The series will include multiple panels for FIF Members that will address the implementation considerations of the 898 page Rule. The kickoff panel on January 25th at 4PM ET will focus on the Rule Overview and will be presen…
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Upcoming Spotlight Presentations (1/19)

18 January 2021
FIF Back Office Committee. On January 19, Stephen Prosperi from the DTCC will provide the Back Office Committee with an overview of Project Whitney, which acts as a follow-up to our December spotlight in which DTCC presented…
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FINRA Proposal for Enhancements to TRACE Reporting for Treasuries

18 January 2021
On December 23, 2020, FINRA issued a request for comment on Enhancements to TRACE Reporting for U.S. Treasury Securities. The proposed changes could require significant changes to trade execution and reporting systems for U…
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Responses to FINRA CAT

18 January 2021
On January 14, FIF submitted a proposal to FINRA CAT relating to the reporting of allocation cancel events. The proposal was based on input from FIF Members. On January 15, FIF submitted responses from FIF Members relating t…
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FIF Spotlight Presentations 1/11/21

11 January 2021
Broker-Dealer Trading and Custody of Digital Asset Securities. On January 19, Lilya Tessler, a partner and head of Sidley’s NY FinTech and Blockchain group, will discuss regulatory developments related to the emerging digita…
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FINRA Proposal for Enhancements to TRACE Reporting for Treasuries

11 January 2021
On December 23, 2020, FINRA issued a request for comment on Enhancements to TRACE Reporting for U.S. Treasury Securities. The proposed changes could require significant changes to trade execution and reporting systems for U…
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FIF to Hold Second Call on Executive Order 13959

04 January 2021
After a well-attended spotlight presentation on the subject on 12/21, FIF will be reconvening for a follow-up call on Executive Order 13959, which prohibits certain transactions in securities issued by firms that the US Gove…
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