Thank you to all of you who attended the FIF Year-End Event last night and @Bloomberg for graciously hosting. Our expert panelists did a fantastic job reviewing the major regulatory initiatives of 2019. We look forward to su…
There are only a few days left until FIF's Year-End Event and the event is nearly sold out. The event will take place on Wednesday, December 19, 2018 at Bloomberg (731 Lexington Ave., New York, NY). Please join FIF and…
FIF recently submitted comments on behalf of its members to the Commission on the Current Status of CAT. To access the letter, please click here: https://fif.com/comment-letters
There are only a few weeks left until FIF's Year-End Event and tickets are going fast. The event will take place on Wednesday, December 19, 2018 at Bloomberg (731 Lexington Ave., New York, NY). Please join FIF and our…
FIF Comments on Reg Notice 18-28: OTC Equity Trading Volume
12 November 2018
On Friday, November 9th, FIF submitted comments on FINRA’s recent proposal to expand Equity Trading Volume Data published on FINRA’s website. FIF’s comments focused on the definition of a Single Deale…
FIF Meets with SROs on Rep Order Linkages and FDID
12 November 2018
FIF met with the SROs in-person on November 7th to discuss phase 2c representative order linkage reporting requirements to walk through current business practices in order to provide recommendations to allow OMS/EMS systems…
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