News

FIF Rebrands Reg SCI Working Group to Cybersecurity Working Group

04 December 2017

The FIF Reg SCI Working Group has rebranded to the FIF Cybersecurity Working Group to focus more specifically on cybersecurity-related issues effecting FIF member firms. The working group will focus on data security an…

Thesys CAT Releases Draft of Industry Members Technical Specifications

11 September 2017

On September 7, 2017, Thesys CAT, LLC published the first draft of the Industry Member CAT Technical Specification. The CAT Operating Committee is soliciting feedback on the initial draft of the Tech Spec by October 16…

FIF Launches Reg SCI Working Group

28 August 2017

On Thursday (8/31) the Financial Information Forum is launching a Reg SCI Best Practices Working Group to assist Reg SCI entities with Reg SCI compliance, as well as to educate and assist member firms that are not yet Reg SC…

FIF to hold Quarterly Event focusing on the Consolidated Audit Trail

28 August 2017

FIF will be hosting a quarterly event, sponsored by Morgan Stanley on Monday, September 25th. The event will feature a panel of industry experts who will discuss various topics related to the implementation of CAT foll…

FIF Submits Comment Letter on Retirement of Duplicative Reporting Systems

26 June 2017

On June 22, 2017, FIF submitted a comment letter on behalf of its members regarding proposed SRO rule changes related to the elimination/modification of duplicative systems after implementation of the Consolidated Audit Trai…

FIF Responds to FINRA's Engagement Initiative

26 June 2017

FIF submitted a comment letter on June 19, 2017 in response to FINRA's Special Notice on potential enhancements to their engagement programs. To review FIF's letter, please click the link here.

FIF Vendor Page

19 June 2017

FIF is currently in the final testing phase of it's solutions provider & vendor page, which is planned to go live in the next couple of weeks. The solutions provider & vendor page is designed to provide FIF members a…

FIF Expands Retail Execution Quality Template

12 June 2017

Per recent discussions and consensus within the FIF Retail 605/606 Execution Quality Working Group, FIF will be expanding its Retail Execution Quality Template to include Marketable Limits. If you would like to learn m…

FIF Management Meets with FINRA CEO Robert Cook

05 June 2017

FIF met with FINRA CEO Robert Cook on May 31 to discuss various industry initiatives. FIF greatly appreciated the opportunity to meet with Robert Cook and looks forward to our continued productive relationship with FIN…

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