News

Regulatory and Industry Password Requirements

14 September 2026

An FIF member would like to discuss with other members modernizing regulatory and industry password requirements. If you are interested in this topic, please send a note to This email address is being protected from spambots…

Regulatory Implementations Calendar

14 September 2026

FIF has scheduled a joint call for the SEC FINRA Regulations Working Group and the Compliance and Surveillance Working Group for Monday September 14 at 2 pm ET. The Workings Groups will review an updated Regulatory Implement…

Back Office Committee

14 September 2026

The Back Office Committee will have its next call on Tuesday September 15 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC and FINRA updates during the past month. The spotlight presenter will be Sheila Zak o…

FINRA Best Execution Regulatory Notice

14 September 2026

FIF has scheduled the next call for the Equity Market Regulations Working Group for Tuesday September 15 at 1 pm ET. The Working Group will discuss a revised draft FIF comment letter in response to FINRA Regulatory Notice 26…

TRACE Working Group

14 September 2026

The TRACE Working Group will have its next call on Tuesday September 15 at 3 pm ET. The Working Group will discuss FINRA Regulatory Notice 26-16 on expansion of the TRACE Affiliate – Principal Transaction Indicator.

Rule 605 Working Group

14 September 2026

The next call for the Rule 605 Working Group will be on Wednesday September 16 at 11 am ET. The Working Group will continue its discussion of issues and questions from FIF members relating to the recently-implemented amendme…

CAT Transaction Reporting and CAT Reference Database Working Groups

14 September 2026

FIF has scheduled a joint call for the CAT Transaction Reporting and CAT Reference Database Working Groups for Wednesday September 16 at 2 pm ET. The Working Groups will discuss a draft FIF letter to the regulators relating…

Tax Information Reporting Working Group

14 September 2026

FIF has scheduled the next call for the Tax Information Reporting Working Group for Thursday September 24 at 3 pm ET. Representatives from Wolters Kluwer will discuss best practices and concerns related to basis and other in…

Panelists Announced - FIF Chicago Event

08 September 2026

FIF is excited to announce our annual Chicago event, sponsored by Cboe Global Markets. After opening remarks from Keith Petersen, VP of Market Data, there will be an equities panel and an options/futures panel. The equities…

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