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CAT Transaction Reporting and CAT Reference Database Working Groups

31 August 2026
FIF has scheduled two joint calls for this week for the CAT Transaction Reporting and CAT Reference Database Working Groups. The first call will be on Tuesday September 1 at 1 pm ET; the second call will be on Wednesday Sept…
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FINRA Best Execution Regulatory Notice

31 August 2026
FIF has scheduled a call for the Equity Market Regulations Working Group for Wednesday September 2 at 11 am ET to continue the discussion of FINRA Regulatory Notice 26-15 on modernizing FINRA’s best execution guidance.
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CAT Monthly Update Working Group Call

31 August 2026
The CAT Monthly Update Working Group call for September will be on Thursday September 3 at 2 pm ET. The Working Group will review guidance and updates from CAT LLC and FINRA CAT during the prior month. The Working Group will…
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Regulatory Implementations Calendar

31 August 2026
FIF has scheduled a joint call for the SEC FINRA Regulations Working Group and the Compliance and Surveillance Working Group for Thursday September 10 at 2 pm ET. The Workings Groups will review an updated Regulatory Impleme…
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FIF Chicago Event

24 August 2026
FIF is excited to announce our annual Chicago event, sponsored by Cboe Global Markets. After opening remarks from Keith Petersen, VP of Market Data, there will be an equities panel and an options/futures panel. The equities…
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FIF Submits Comment Letter on Trade Through Rule

24 August 2026
On August 17, FIF submitted a comment letter on the SEC rule proposal to rescind the trade through rule and the Reg NMS provisions relating to locking and crossing of quotations. FIF would like to thank the members of the Eq…
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24x7 Trading Working Group

24 August 2026
The next call for the 24x7 Trading Working Group will be on Monday August 24 at 2 pm ET. The Working Group will discuss recent updates from the exchanges relating to order entry, testing and data feeds, the SEC approval of p…
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Front Office Committee

24 August 2026
The Front Office Committee will have its next call on Tuesday August 25 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges.
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FINRA Best Execution Regulatory Notice

24 August 2026
FIF has scheduled a call for the Equity Market Regulations Working Group for Tuesday August 25 at 1 pm ET to continue the discussion of FINRA Regulatory Notice 26-15 on modernizing FINRA’s best execution guidance.
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