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CAT Transaction Reporting and CAT Reference Database Working Groups

03 August 2026
FIF has scheduled a joint call for the CAT Transaction Reporting and CAT Reference Database Working Groups for Tuesday August 4 at 3 pm ET. The Working Groups will discuss a draft FIF letter to CAT LLC, FINRA and FINRA CAT r…
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Customer Onboarding and Periodic Refresh

03 August 2026
FIF has scheduled a call for the Compliance and Surveillance Working Group for Monday August 17 at 1 pm ET to discuss creating a contact list (similar to the CAT Contact List) to assist broker-dealers with onboarding broker-…
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FIF Submits Comment Letter on Extension of TRF Operating Hours to 23x5

27 July 2026
On July 24, FIF submitted a comment letter to the SEC on the rule filing by FINRA to extend the TRF operating hours to 23x5. FIF would like to thank the members of the 24x7 Trading Working Group for their contributions in th…
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Order Protection Rule

27 July 2026
FIF has scheduled four calls for this week for the Equity Market Regulations Working Group to continue discussion of a draft FIF comment letter in response to the SEC rule proposal to rescind Rules 611 (the order protection…
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Back Office Committee

27 July 2026
The Back Office Committee will have its next call on Tuesday July 28 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC and FINRA updates during the past month.
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Rule 605 Working Group

27 July 2026
The next call for the Rule 605 Working Group will be on Tuesday July 28 at 3 pm ET. The Working Group will discuss issues and questions submitted by FIF members relating to the changes to Rule 605 reporting that will take ef…
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Data & Technology Committee

27 July 2026
The Data & Technology Committee will have its next call on Wednesday July 29 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The…
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CAT Transaction Reporting and CAT Reference Database Working Groups

27 July 2026
FIF has scheduled a joint call for the CAT Transaction Reporting and CAT Reference Database Working Groups for Wednesday July 29 at 2 pm ET. The Working Groups will discuss a proposal from FINRA CAT for changes to the tradin…
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FIF Webinar on Trade Surveillance

27 July 2026
FIF has scheduled a webinar on Trade Surveillance for Thursday July 30 at 4 pm ET. The moderator for the webinar is Scott Trilling of Fidelity. The panelists are Ben Calev of BXS, Mark Davies of S3, Chris Montagnino of Jorda…
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