Order Protection Rule
FIF has scheduled three calls for this week for the Equity Market Regulations Working Group to continue discussion of a draft FIF comment letter in response to the SEC rule proposal to rescind Rules 611 (the order protection…
CAT Transaction Reporting and CAT Reference Database Working Groups
10 August 2026
FIF has scheduled a joint call for the CAT Transaction Reporting and CAT Reference Database Working Groups for Wednesday August 12 at 2 pm ET. The Working Groups will discuss a revised draft FIF letter to CAT LLC, FINRA and…
Short Interest Reporting
10 August 2026
FIF has scheduled the next call for the Short Sales / Reg SHO / Short Reporting Working Group for Thursday August 13 at 11 am ET. FIF members will provide an update on FIF member discussions with FINRA relating to the rule f…
CAT Monthly Update Working Group Call
10 August 2026
The CAT Monthly Update Working Group call for August will be on Thursday August 13 at 2 pm ET. The Working Group will review guidance and updates from CAT LLC and FINRA CAT during the prior month. The Working Group will also…
Customer Onboarding and Periodic Refresh; Supervisory Controls for Single Stock Futures
10 August 2026
FIF has scheduled a call for the Compliance and Surveillance Working Group for Monday August 17 at 1 pm ET. The Working Group will discuss creating a contact list (similar to the CAT Contact List) to assist broker-dealers wi…
Rule 605 Fact Sheet
03 August 2026
FIF has posted on our public website a Rule 605 Fact Sheet. The Rule 605 Fact Sheet provides information to the public to explain the new Rule 605 Summary Report. FIF has added a link to the Rule 605 Fact Sheet on the FIF ho…
Short Interest Reporting
03 August 2026
FIF has scheduled the next call for the Short Sales / Reg SHO / Short Reporting Working Group for Monday August 3 at 11 am ET. FIF members will provide an update on FIF member discussions with FINRA relating to the rule fili…
Order Protection Rule
03 August 2026
FIF has scheduled two calls for this week for the Equity Market Regulations Working Group to continue discussion of a draft FIF comment letter in response to the SEC rule proposal to rescind Rules 611 (the order protection r…
24x7 Trading Working Group
03 August 2026
FIF has scheduled a call for the 24x7 Trading Working Group for Monday August 3 at 3 pm ET. The Working Group will discuss processing and reporting of ETF NAV trades and updates to exchange technical documentation. A represe…
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