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SIP and TRF Fractional Shares

20 January 2026
FIF has scheduled a call for the TRF / ORF Working Group for Tuesday January 20 at 1 pm ET. The Working Group will discuss implementation of the upcoming changes (scheduled for February 23, 2026) to require the reporting of…
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FIF Webinar on Trading Risk Controls and Reg SCI

20 January 2026
FIF is hosting a webinar for the Compliance and Surveillance Working Group on Trading Risk Controls and Reg SCI. The webinar will be on Tuesday January 20 at 3 pm ET. The moderator will be Erin Clemens of StoneX. The panelis…
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CAT Transaction Reporting and CAIS Working Groups

20 January 2026
FIF has scheduled two calls for the CAT Transaction Reporting and CAIS Working Groups for this week. The first call will be on Wednesday January 21 at 2 pm ET; the second call will be on Thursday January 22 at 1 pm ET. The W…
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Reconciliation of FINRA Regulatory Transaction Fee

20 January 2026
FIF has scheduled a call for the Section 31 / RTF Reconciliation subgroup for Thursday January 22 at 9:30 am ET. Subgroup members will provide an update on recent discussions with FINRA to enhance the process for firms to re…
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Rule 605 Working Group

20 January 2026
The Rule 605 Working Group will have its next call on Monday January 26 at 2 pm ET. The Working Group will discuss a draft letter to the SEC relating to implementation of the Rule 605 amendments, including reporting for diff…
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Data & Technology Committee

20 January 2026
The Data & Technology Committee will have its next call on Wednesday January 28 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. T…
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24x7 Trading Working Group

20 January 2026
The next call for the 24x7 Trading Working Group will be during the week of January 26. FIF will send an invite later today with the date and time for the call. The Working Group will discuss short sale locate issues raised…
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Reg NMS Compliance Subgroup

20 January 2026
FIF will be scheduling a call for the Reg NMS Compliance subgroup for next week (date and time to be determined). The subgroup will discuss the following: (i) MPIs: potential changes to the order handling processes for custo…
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Reg NMS Changes to Minimum Pricing Increments: Changes to Customer Order Handling Processes

12 January 2026
In connection with the upcoming changes to provide for the quoting of certain stocks in half-penny price increments (currently scheduled for November 2, 2026), an FIF member would like to discuss with other FIF members poten…
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