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Rule 605 and Rule 606 Working Groups

21 July 2025
FIF has scheduled a joint call for the Rule 605 and Rule 606 Working Groups for Tuesday July 22 at 3 pm ET. The Working Groups will discuss a draft Rule 605 Fact Sheet prepared by an FIF member and issues and questions from…
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CAT Transaction Reporting Working Group

21 July 2025
FIF has scheduled two calls for the CAT Transaction Reporting Working Group for this week. The first call will be on Wednesday July 23 at 1 pm ET; during the first call, the Working Group will discuss potential amendments to…
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FIF Trade Surveillance Webinar

21 July 2025
FIF has scheduled a webinar on Trade Surveillance for Wednesday July 23 at 2 pm ET. The moderator for the webinar will be Holly Dito of Daiwa. The panelists will be Ted Karn of The Karn Group, Derek Lacarrubba of the K&L…
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Section 31 Fees Subgroup

21 July 2025
FIF has scheduled a call for the Section 31 Fees subgroup for Thursday July 24 at 2 pm ET. The subgroup will discuss a discrepancy as to whether Section 31 fees are charged based on trade date or settlement date. If you woul…
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Data & Technology Committee

21 July 2025
The Data and Technology Committee will have its next call on Wednesday July 30 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The sp…
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Panels Announced - FIF Boston Event

14 July 2025
FIF is pleased to announce our first ever Boston event. The live, in-person event will take place on September 2nd from 5-8pm ET at the Fidelity Investments offices. The event will be co-sponsored by Fidelity Capital Ma…
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FIF Submits Comment Letter on FINRA Rule Filing for CAT Cost Recovery Fee

14 July 2025
On July 10, FIF submitted to the SEC a comment letter on the FINRA rule filing for an updated CAT cost recovery fee. FIF would like to thank the members of the CAT Transaction Reporting Working Group for their contributions…
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FIF Submits Comment Letter on TRACE and RTRS Reporting

14 July 2025
On July 11, FIF submitted a comment letter to the SEC in response to the rule filings by FINRA and the MSRB relating to the TRACE and RTRS reporting timeframes and the reporting of allocations to TRACE. FIF would like to tha…
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24x7 Trading Working Group

14 July 2025
The next call for the 24x7 Trading Working Group will be on Monday July 14 at 2 pm ET. The Working Group will continue its discussion of a draft FIF letter to the SEC relating to the planned expansion of exchange trading hou…
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