SLATE Working Group
The next call for the SLATE Working Group will be on Tuesday July 15 at 10 am ET. The Working Group will discuss a draft FIF letter to the SEC and FINRA relating to the implementation of SLATE reporting.
FIF Back Office Committee
14 July 2025
The Back Office Committee will have its next call on Tuesday July 15 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month.
Rule 605 and Rule 606 Working Groups
14 July 2025
FIF has scheduled a joint call for the Rule 605 and Rule 606 Working Groups for Tuesday July 15 at 2 pm ET. The Working Groups will discuss a draft Rule 605 Fact Sheet prepared by an FIF member and issues and questions from…
EBS Working Group
14 July 2025
FIF has scheduled the next call for the EBS Working Group for Wednesday July 16 at 11 am ET. The Working Group will discuss a revised draft FIF comment letter to the SEC relating to EBS reporting.
FIF CAT Transaction Reporting Working Group
14 July 2025
FIF has scheduled a call for the CAT Transaction Reporting Working Group for Wednesday July 16 at 2 pm ET. The Working Group will discuss potential amendments to SEC Rule 613 and the CAT NMS Plan to reduce CAT costs.
Front Office Committee
14 July 2025
The Front Office Committee will have its next call on Tuesday July 22 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges.
FIF Trade Surveillance Webinar
14 July 2025
FIF has scheduled a webinar on Trade Surveillance for Wednesday July 23 at 2 pm ET. The moderator for the panel will be Holly Dito of Daiwa. The panelists will be Ted Karn of The Karn Group, Derek Lacarrubba of the K&L G…
Section 31 Fees Subgroup
14 July 2025
FIF has scheduled a call for the Section 31 Fees subgroup for Thursday July 24 at 2 pm ET. The subgroup will discuss a discrepancy as to whether Section 31 fees are charged based on trade date or settlement date. If you woul…
First Ever FIF Boston Event
07 July 2025
FIF is pleased to announce our first ever Boston event. The live, in-person event will take place on September 2nd from 5-8pm ET at the Fidelity Investments offices. The event will be co-sponsored by Fidelity Capital Ma…
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