FIF CAT Transaction Reporting Working Group
FIF has scheduled a call for the CAT Transaction Reporting Working Group for Wednesday July 2 at 2 pm ET. The Working Group will discuss potential amendments to Rule 613 and the CAT NMS Plan.
FIF CAT Monthly Update Working Group
30 June 2025
The CAT Monthly Update Working Group call for July will be on Thursday July 10 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CAT CAI…
FIF Trade Surveillance Webinar
30 June 2025
FIF has scheduled a webinar on Trade Surveillance for Wednesday July 23 at 2 pm ET. The moderator for the panel will be Holly Dito of Daiwa. The panelists will be Ted Karn of The Karn Group, Derek Lacarrubba of the K&L G…
FIF Submits Letter to the SEC and FINRA on SLATE Implementation
23 June 2025
On June 17, FIF submitted a letter to the SEC and FINRA with additional comments and questions relating to SLATE implementation. FIF would like to thank the members of the SLATE Working Group for their contributions in…
FIF Submits Letter to the Treasury Department’s Office of Financial Research on Repo Reporting
23 June 2025
On June 17, FIF submitted a letter to the Treasury Department’s Office of Financial Reporting relating to the requirement for Covered Reporters to report positions in non-centrally cleared bilateral repos. The letter di…
FIF Submits Request for Postponement of the Planned Changes to the CAIS Compliance Error Rate Calculations
23 June 2025
On June 18, FIF submitted a letter to the CAT Plan Participants and FINRA CAT requesting a postponement of the planned changes to the CAIS compliance error rate calculations pending the SEC’s decision on proposed amendm…
Short Position Reporting
23 June 2025
FIF has scheduled the next call for the Short Sales / Reg SHO / Short Reporting Working Group for Monday June 23 at 11 am ET. The Working Group will review the first draft of an FIF letter requesting an extension of the curr…
24x7 Trading Working Group
23 June 2025
The next call for the 24x7 Trading Working Group will be on Monday June 23 at 2 pm ET. The Working Group will continue its discussion of implementation issues relating to the planned expansion of exchange trading hours for U…
TRACE / RTRS Working Group
23 June 2025
The TRACE / RTRS Working Group will have its next call on Monday June 23 at 3 pm ET. The Working Group will discuss the recent rule filings by FINRA and the MSRB to rescind their prior rule changes relating to one-minute rep…
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