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FIF Submits Revised Draft Request for Exemption on CAT Rep Order Linkage

16 June 2025
On June 12, FIF submitted to the SEC a revised draft request for exemption on reporting representative order linkage to CAT. FIF would like to thank the members of the CAT Transaction Reporting Working Group for their c…

OFR Repo Reporting Working Group

16 June 2025
FIF has scheduled a call for the OFR Repo Reporting Working Group for Monday June 16 at 11 am ET. The Working Group will discuss a draft letter to the OFR relating to the reporting of repos where the closing leg does not set…

Short Position Reporting

16 June 2025
FIF has scheduled the next call for the Short Sales / Reg SHO / Short Reporting Working Group for Monday June 16 at 11:30 am ET. The Working Group will discuss the current status on the implementation of Form SHO reporting.

24x7 Trading Working Group

16 June 2025
The next call for the 24x7 Trading Working Group will be on Monday June 16 at 2 pm ET. The Working Group will continue its discussion of implementation issues relating to the planned expansion of exchange trading hours for U…

SLATE Working Group

16 June 2025
The next call for the SLATE Working Group will be on Tuesday June 17 at 10 am ET. The Working Group will review a revised draft follow-up letter to the SEC and FINRA relating to the implementation of SLATE reporting. The Wor…

Front Office Committee

16 June 2025
The Front Office Committee will have its next call on Tuesday June 17 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges.

EBS Working Group

16 June 2025
FIF has scheduled a call for the EBS (Electronic Blue Sheets) Working Group for Tuesday June 17 at 2 pm ET. The Working Group will discuss a request for comment by the SEC on EBS reporting. If you are interested in participa…

CAT PII and CAIS

16 June 2025
FIF has scheduled a joint call for the CAT CAIS and CAT Transaction Reporting Working Groups for Wednesday June 18 at 11 am ET. The Working Groups will review a revised draft letter to the CAT Plan Participants and FINRA CAT…

CAT Transaction Reporting Working Group

16 June 2025
FIF has scheduled a call for the CAT Transaction Reporting Working Group for Wednesday June 18 at 1 pm ET. The Working Group will discuss pre-IPO orders, the BFMM Flag, route modifications, new exchange codes, fill-or-kill o…

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