CAT PII and CAIS
FIF has scheduled a joint call for the CAT Transaction Reporting and CAT CAIS Working Groups for Tuesday June 10 at 3 pm ET. The Working Groups will review a draft letter to the CAT Plan Participants and FINRA CAT to request…
Rule 606 Working Group
09 June 2025
The next call for the Rule 606 Working Group will be on Thursday June 12 at 1 pm ET. The Working Group will discuss revised draft FAQs to be submitted to the SEC relating to Rule 606(a) reporting.
CAT Transaction Reporting Working Group
09 June 2025
FIF has scheduled a call for the CAT Transaction Reporting Working Group for Thursday June 12 at 2 pm ET. The Working Group will discuss a revised draft request for exemption relating to rep order linkage and proposed amendm…
Short Position Reporting
09 June 2025
FIF has scheduled a call for the Short Sales / Reg SHO / Short Reporting Working Group for Monday June 16 at 11:30 am ET. The Working Group will discuss the current status on the implementation of Form SHO reporting.
24x7 Trading Working Group
09 June 2025
FIF has created a 24x7 Trading Working Group to discuss implementation issues relating to the planned expansion of exchange trading hours for US equities. FIF has scheduled the next call for this Working Group for Monday Jun…
Front Office Committee
09 June 2025
The Front Office Committee will have its next call on Tuesday June 17 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges.
Tax Information Reporting Working Group
09 June 2025
FIF has scheduled a call for the Tax Information Reporting Working Group for Tuesday June 24 at 3 pm ET. Representatives from Wolters Kluwer will discuss the reporting of crypto ETFs relative to Form 1099-DA.
Data & Technology Committee
09 June 2025
The Data and Technology Committee will have its next call on Wednesday June 25 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets. The sp…
Cybersecurity Working Group
09 June 2025
The next call for the Cybersecurity Working Group will be on Thursday June 26 at 3 pm ET. Monsurat Ottun from the Cybersecurity and Infrastructure Security Agency (CISA) will discuss current threats to the financial industry.
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