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CAT Monthly Update Working Group Call

23 December 2024
The CAT Monthly Update Working Group call for January will be on Thursday January 9 at 2 pm ET. The Working Group will review guidance and updates from the CAT Plan Participants and FINRA CAT on CAT Transaction Reporting, CA…
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FIF Submits Request for Exemptive Relief on CAT Representative Order Linkage

16 December 2024
On December 9, FIF submitted a request to the SEC to extend for six months the current exemptive relief relating to representative order linkage. FIF would like to thank the members of the CAT Transaction Reporting Work…
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OFR Repo Reporting Working Group

16 December 2024
FIF has scheduled the next call for the OFR Repo Reporting Working Group for Monday December 16 at 11 am ET. The Working Group will continue its discussion of the implementation of reporting non-centrally cleared bilateral r…
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Short Position Reporting

16 December 2024
FIF has scheduled a call for the Short Sales / Reg SHO / Short Reporting Working Group for Tuesday December 17 at 10 am ET. The Working Group will discuss the December 16 updates to the Technical Specification and other tech…
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Front Office Committee; SEC Approval of 24X Exchange

16 December 2024
The Front Office Committee will have its next call on Tuesday December 17 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges. FIF will review the SEC’s rec…
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SEC Rule 606; FINRA Rule 6470

16 December 2024
The next call for the Rule 606 Working Group will be on Tuesday December 17 at 2 pm ET. The Working Group will discuss the current status of FIF’s discussions with regulators on how to calculate the percentage of orders rout…
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CAT Transaction Reporting Working Group

16 December 2024
FIF has scheduled a call for the CAT Transaction Reporting Working Group for Wednesday December 18 at 2 pm ET. The Working Group will review a draft letter to FINRA relating to CAT reporting.
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TRACE Working Group

16 December 2024
FIF has scheduled the next call for the TRACE Working Group for Thursday December 19 at 11 am ET. The Working Group will continue its discussion of the implementation of one-minute reporting and the new manual trade indicato…
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FIF Year-End Holiday Event

09 December 2024
Last week FIF held one of its largest events ever at the offices of Societe Generale. After opening remarks from Michael Walsh of Société Générale, there were two fantastic panels. The first panel, on Regulatory Implementati…
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