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Webinar on Trading Risk Controls and Reg SCI

30 December 2024
On Tuesday January 21 at 3 pm ET, FIF is hosting a webinar on Trading Risk Controls and Reg SCI. The moderator for the panel will be Erin Clemens of StoneX. The panelists will be William Barbera of the Schulte Roth law firm…
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Cybersecurity Working Group

30 December 2024
FIF has scheduled the next call for the Cybersecurity Working Group for Thursday January 23 at 1 pm ET.  Matt Weinberg of the Cybersecurity and Infrastructure Agenda (CISA) will provide an update on current threats to t…
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New FIF Working Groups on SEC Transition and Fixed Income Regulation; Other Working Group Changes

23 December 2024
FIF has created a new SEC Transition Working Group. This Working Group will discuss issues and recommendations for FIF to raise with the incoming SEC Chair during 2025. This Working Group will have its first call during Janu…
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FIF Submits Letter to SEC on Short Position Reporting

23 December 2024
On December 20 FIF submitted a supplemental letter to the SEC relating to the prior FIF member request for an extension of the current implementation period for Form SHO. FIF would like to thank the members of the Short Sale…
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FIF Submits Letter to OFR on Repo Reporting

23 December 2024
On December 20 FIF submitted its eighth letter to the Treasury Department’s Office of Financial Research (the OFR) relating to the new requirement for firms to report non-centrally cleared bilateral repos. FIF would like to…
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FIF Submits Letter to FINRA on CAT Reporting

23 December 2024
On December 20 FIF submitted a letter to FINRA relating to CAT reporting when there is an early close and CAT linkage requirements for options orders. FIF would like to thank the members of the CAT Transaction Reporting Work…
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OFR Repo Reporting Working Group

23 December 2024
FIF has scheduled the next call for the OFR Repo Reporting Working Group for Monday January 6, 2025 at 11 am ET. The Working Group will continue its discussion of the implementation of reporting non-centrally cleared bilater…
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Short Position Reporting

23 December 2024
The Short Sales / Reg SHO / Short Reporting Working Group will have its next call on Tuesday January 7 at 11 am ET. The Working Group will continue its discussion of the implementation of short position reporting.  &nbs…
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CAT Transaction Reporting Working Group

23 December 2024
The next call for the CAT Transaction Reporting Working Group will be on Wednesday January 8, 2025 at 2 pm ET.
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