Options Regulatory Fee
At the request of an FIF member, FIF has scheduled a call for Tuesday January 14 at 1 pm ET to discuss recent changes relating to the Options Regulatory Fee. If you are interested in this topic and do not have this invite in…
Securities Lending Transparency (SLATE) Working Group
13 January 2025
FIF has scheduled the next call for the SLATE Working Group for Thursday January 16 at 11 am ET. The Working Group will discuss the SEC’s approval of the FINRA rule filing for SLATE and the upcoming implementation requiremen…
Tax Information Reporting Working Group
13 January 2025
FIF has scheduled a call for the Tax Information Reporting Working Group for Thursday January 16 at 3:30 pm ET. Representatives from Wolters Kluwer will discuss Tax Reporting Considerations for Digital Asset ETFs.
Back Office Committee; SEC Adoption of Daily Reserve Requirement
13 January 2025
The Back Office Committee will have its next call on Tuesday January 21 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month. FIF will review the SEC’s recent rule cha…
Webinar on Trading Risk Controls and Reg SCI
13 January 2025
On Tuesday January 21 at 3 pm ET, FIF is hosting a webinar on Trading Risk Controls and Reg SCI. The moderator for the panel will be Erin Clemens of StoneX. The panelists will be William Barbera of the Schulte Roth law firm…
Cybersecurity Working Group
13 January 2025
FIF has scheduled the next call for the Cybersecurity Working Group for Thursday January 23 at 1 pm ET. Matt Weinberg of the Cybersecurity and Infrastructure Agenda (CISA) will provide an update on current threats to t…
Regulatory Implementations for 2025
13 January 2025
FIF has scheduled a call for Thursday January 23 at 3 pm ET to discuss regulatory implementations for 2025 and beyond. FIF has invited the members of the SEC FINRA Regulations Working Group and the Compliance Working Group t…
Front Office Committee; Extended-Hours Trading
13 January 2025
The Front Office Committee will have its next call on Tuesday January 28 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges. Representatives from Blue Ocea…
SEC Transition Working Group
13 January 2025
FIF has created a new SEC Transition Working Group. This Working Group will discuss issues and recommendations for FIF to raise with the incoming SEC Chair during 2025. This Working Group will have its first call on Thursday…
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