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Securities Lending Transparency (SLATE) Working Group

27 January 2025
FIF has scheduled the next call for the SLATE Working Group for Thursday February 6 at 11 am ET. The Working Group will continue its discussion of the SEC approval of the FINRA rule filing for SLATE. The Working Group will a…
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Back Office Committee; SEC Adoption of Daily Reserve Requirement

21 January 2025
The Back Office Committee will have its next call on Tuesday January 21 at 11 am ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month. FIF will review the SEC’s recent rule cha…
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SEC Rule 606 and FINRA Rule 6470 Working Group

21 January 2025
FIF has renamed the Rule 606 Working Group as the SEC Rule 606 and FINRA Rule 6470 Working Group. The next call for this Working Group will be on Tuesday January 21 at 1 pm ET. Working Group members will update the full Work…
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Webinar on Trading Risk Controls and Reg SCI

21 January 2025
On Tuesday January 21 at 3 pm ET, FIF is hosting a webinar on Trading Risk Controls and Reg SCI. The moderator for the panel will be Erin Clemens of StoneX. The panelists will be William Barbera of the Schulte Roth law firm…
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Short Position Reporting

21 January 2025
The Short Sales / Reg SHO / Short Reporting Working Group will have its next call on Wednesday January 22 at 11 am ET. The Working Group will continue its discussion of the implementation of short position reporting, includi…
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CAT Transaction Reporting Working Group

21 January 2025
FIF has scheduled the next call for the CAT Transaction Reporting Working Group for Wednesday January 22 at 2 pm ET.
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Securities Lending Transparency (SLATE) Working Group

21 January 2025
FIF has scheduled the next call for the SLATE Working Group for Thursday January 23 at 11 am ET. The Working Group will continue its discussion of the SEC approval of the FINRA rule filing for SLATE and the upcoming implemen…
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Cybersecurity Working Group

21 January 2025
FIF has scheduled the next call for the Cybersecurity Working Group for Thursday January 23 at 1 pm ET.  Matt Weinberg of the Cybersecurity and Infrastructure Agenda (CISA) will provide an update on current threats to t…
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Regulatory Implementations for 2025

21 January 2025
FIF has scheduled a call for Thursday January 23 at 3 pm ET to discuss regulatory implementations for 2025 and beyond. FIF has invited the members of the SEC FINRA Regulations Working Group and the Compliance Working Group t…
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