Short Position Reporting
The Short Sales / Reg SHO / Short Reporting Working Group will have its next call on Tuesday February 11 at 11 am ET. The Working Group will continue its discussion of the implementation of short position reporting. &nb…
Risk Controls and Supervision for Extended Hours Trading
10 February 2025
At the request of an FIF member, FIF has scheduled a call for Wednesday February 12 at 1 pm ET to discuss risk controls and supervision for extended hours trading. If you are interested in this topic, please send a note to T…
SEC Transition Working Group
10 February 2025
FIF has scheduled the next call for the SEC Transition Working Group for Thursday February 13 at 2 pm ET. The Working Group will continue its discussion of issues and recommendations for FIF to raise with the incoming SEC Ch…
Back Office Committee
10 February 2025
The Back Office Committee will have its next call on Tuesday February 18 at 2 pm ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month.
SEC Rule 606 and FINRA Rule 6470 Working Group
10 February 2025
The next call for the SEC Rule 606 and FINRA Rule 6470 Working Group will be on Tuesday February 18 at 3 pm ET. The Working Group will discuss a draft FIF letter to the SEC and FINRA on SEC Rule 606(a) and the implementation…
Securities Lending Transparency (SLATE) Working Group
10 February 2025
FIF has scheduled the next call for the SLATE Working Group for Thursday February 20 at 11 am ET. The Working Group will continue its discussion of the SEC approval of the FINRA rule filing for SLATE and current open interpr…
FIF Submits Letter to the OFR on Repo Reporting
03 February 2025
On January 28, FIF submitted its ninth letter to the Treasury Department’s Office of Financial Research (“OFR”) on the reporting of non-centrally cleared bilateral repos. FIF would like to thank the members of the OFR Report…
FIF Submits Draft FAQs to the SEC on Short Position Reporting
03 February 2025
On January 30, FIF submitted draft FAQs to the SEC on short position reporting. FIF would like to thank the members of the Short Sales / Reg SHO / Short Reporting Working Group for their contributions in the drafting of…
FIF Submits Letter to the SEC on Custody of Digital Asset Securities
03 February 2025
On January 31, FIF submitted a letter to the SEC to request that the SEC modify and extend its statement on Custody of Digital Asset Securities by Special Purpose Broker-Dealers. FIF would like to thank the members of t…
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