Front Office Committee
The Front Office Committee will have its next call on Tuesday February 25 at 11 am ET to review applicable updates and notices from the SEC, FINRA, FINRA CAT and the equity and option exchanges.
Options Regulatory Fee
24 February 2025
FIF has scheduled a call for Tuesday February 25 at 2 pm ET to continue the discussion of planned changes relating to the Options Regulatory Fee. If you are interested in this topic and do not have this invite in your calend…
Data & Technology Committee
24 February 2025
The Data & Technology Committee will have its next call on Wednesday February 26 at 10 am ET to review capacity, latency and volume data for the prior month for the equity, options, currency, crypto and futures markets.
CAT Transaction Reporting and CAT CAIS Working Groups
24 February 2025
FIF has scheduled two CAT Working Group calls for this week. The first call will be a joint call for the CAT Transaction Reporting and CAT CAIS Working Groups on Wednesday February 26 at 11 am ET. During this call, the Worki…
Securities Lending Transparency (SLATE) Working Group
24 February 2025
FIF has scheduled the next call for the SLATE Working Group for Thursday February 27 at 10 am ET. The Working Group will continue its review of FINRA’s February 12 updates to the SLATE Technical Specification. The Working Gr…
SEC Transition Working Group
24 February 2025
FIF has scheduled the next call for the SEC Transition Working Group for Thursday February 27 at 2 pm ET. The Working Group will continue its discussion of issues and recommendations for FIF to raise with the incoming SEC Ch…
Schulte Law Firm Presentation on 2025 FINRA Annual Regulatory Report
24 February 2025
On Wednesday March 5 at 11 am ET, William Barbera and Derek Lacarrubba from the Schulte law firm will discuss the 2025 FINRA Annual Regulatory Oversight Report. FIF has invited the members of the Compliance and Surveillance…
Short Position Reporting
18 February 2025
The Short Sales / Reg SHO / Short Reporting Working Group will have its next call on Tuesday February 18 at 11 am ET. The Working Group will discuss a draft letter to the SEC as a follow-up to the SEC’s February 7 Exemptive…
Back Office Committee
18 February 2025
The Back Office Committee will have its next call on Tuesday February 18 at 2 pm ET to review applicable FICC, DTC, NSCC, SEC, MSRB, OCC, IRS and FINRA updates during the past month.
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